Analysing and optimising Informed Consent in cooperation with ethics committees and medical researchers
IgorMatic,GianniDe Nardi & FelixSteiner
ZHAW Zurich University of Applied Sciences
Abstract
Medical researchers are ethically and legally required to inform participants and get written permission before
enrolling them into a human research project (Informed Consent). Accordingly, information and consent represent a
complex procedure, and the participant concerned “must receive comprehensible oral and written information” (Swiss legislation:
Human Research Act (HRA) Art. 16). A triangle of stakeholders is involved in the procedure: ethics committees that review and
approve research projects and Informed Consent (IC) documents, medical researchers who produce the documents and
discuss enrolment with patients, and patients who have to be informed comprehensibly. From a linguistic point of view, the
question arises as to which perceptions of comprehensibility form the basis of the IC process and how shared language can be
established considering the complex relationship between these stakeholders. This contribution presents findings from two
perspectives (ethics committees and researchers) while considering the needs of all three stakeholders. Firstly, the
conceptualisation of comprehensibility among three ethic committees is presented, and steps toward harmonisation are outlined.
Secondly, limitations of how researchers conduct oral IC information are analysed, and the measures that were implemented to
improve patient information are discussed. A transdisciplinary approach is key in establishing these solutions because they do not
stem from linguistic analysis alone but have been developed in close collaboration with members of ethics committees and medical
researchers. Thus, the project shows how the expertise of applied linguistics in cooperation with practitioners can deliver an
important impact in both academic analysis and optimisation of professional procedures.
Informed Consent (IC) is a central requirement for medical research with people: anyone who agrees to
participate in health-related research must have understood the purpose, risks and course of the study in question. The linguistic
bases for this understanding are the written documents and verbal interaction that should ultimately enable patients to make an
informed decision. Accordingly, the communicative prerequisite for this is a dialogue between experts (researchers) and laypersons
(patients), which, on the one hand, implies a sufficient transfer of knowledge and, on the other hand, aims to promote mutual
understanding. In addition, the IC process is overseen by ethics committees (ECs), which protect patients’ rights by reviewing
research proposals and determining whether they fulfil ethical standards (Enfield & Truwit,
2008). Therefore, the communicative triangle of ECs, researchers and patients, represents a form of multistakeholder
discourse.
References
Appelbaum, P. S.
(2010) Understanding
“understanding”: An important step toward improving informed consent to research. AJOB Primary
Research, 1(2), 1–3.
(2015) 20.
Medizindiskurse: Mediale Räume der
Experten-Laien-Kommunikation. In A. Busch & T. Spranz-Fogasy (Eds.), Handbuch
Sprache in der
Medizin (pp. 369–388). De
Gruyter.
Busch, A., & Spranz-Fogasy, T.
(2015) Sprache
in der Medizin. In E. Felder & A. Gardt (Eds.), Handbuch
Sprache und
Wissen (pp. 335–357). De
Gruyter.
De
Nardi, G., Matic, I., & Steiner, F.
(2018) Verständlichkeit
von schriftlicher Aufklärung zur Forschungsteilnahme: Die Auffassungen und Strategien von Ethikkommissionen und
Forschenden. ZHAW Zürcher Hochschule für Angewandte
Wissenschaften.
De
Nardi, G., Matic, I., & Steiner, F.
(2019) Informed-Consent-Aufklärung
aus Sicht der Forschenden. ZHAW Zürcher Hochschule für Angewandte
Wissenschaften.
Deppermann, A.
(2008) Gespräche
analysieren: Eine Einführung (4. Aufl.). VS
Springer.
Ehrensberger-Dow, M., Matic, I., & Steiner, F.
(2016) Informed
Consent: Literaturbericht, Verständlichkeitsmodell und Evaluation der
swissethics-Templates. ZHAW Zürcher Hochschule für Angewandte
Wissenschaften.
[ p. 53 ]
Enfield, K. B., & Truwit, J. D.
(2008) The
purpose, composition, and function of an institutional review board: Balancing
priorities. Respiratory
Care, 53(10), 1330–1336.
Gefenas, E.
(2012) Informed
consent. In R. Chadwick (Ed.), Encyclopedia
of applied
ethics (pp. 721–730). Elsevier.
Göpferich, S.
(2019) In N. Janich (Ed.). Textlinguistik:
15 Einführungen und eine Diskussion (2., aktualisierte und erweiterte
Auflage). Narr Francke Attempto.
Groß, A., & Harren, I.
(2016) Einleitung:
Wissen in institutioneller Interaktion. In A. Groß, & I. Harren (Eds.), Wissen
in institutioneller
Interaktion (pp. 7–25). Peter
Lang.
Heritage, J., & Clayman, S.
(2010) Talk
in action: Interactions, identities and
institutions. Wiley-Blackwell.
Ilić, N., Auchlin, A., Hadengue, A., Wenger, A., & Hurst, S. A.
(2013) Informed
consent forms in oncology research: Linguistic tools identify recurrent pitfalls. AJOB Primary
Research, 4(4), 39–54.
Kruse, J.
(2015) Qualitative
Interviewforschung. Ein integrativer Ansatz. Beltz
Juventa.
Lentz, J., Kennett, M., Perlmutter, J., & Forrest, A.
(2016) Paving
the way to a more effective informed consent process: Recommendations from the Clinical Trials Transformation
Initiative. Contemporary Clinical
Trials, 49, 65–69.
Lidz, C. W.
(2006) The
therapeutic misconception and our models of competency and informed consent. Behavioral
Sciences & the
Law, 24(4), 535–546.
Linell, P., & Luckmann, T.
(1991) Asymmetries
in dialogue: Some conceptual preliminaries. In I. Marková & K. Foppa (Eds.), The
dynamics of
dialogue (pp. 1–20). Harvester
Wheatsheaf.
Matic, I., Steiner, F., & De
Nardi, G.
(2020) Experten-Laien-Kommunikation
in der mündlich-schriftlichen Aufklärung zu Humanforschungsprojekten. Sprache im
Beruf, 3(2), 223–245.
Miller, J., & Glassner, B.
(2016) The
`inside’ and the `outside’: Finding realities in interviews. In D. Silverman (Ed.), Qualitative
Research (4th
ed., pp. 51–66). Sage.
Paris, A., Deygas, B., Cornu, C., Thalamas, C., Maison, P., Duale, C., Kane, M., Hodaj, E., & Cracowski, J.-L.
(2015) Improved
informed consent documents for biomedical research do not increase patients’ understanding but reduce enrolment: A study in
real settings. British Journal of Clinical
Pharmacology, 80(5), 1010–1020.
Perrin, D.
(2018) On,
for, and with practitioners: A transdisciplinary approach to text production in real-life
settings. AILA
Review, 31, 53–80.
Pietrzykowski, T., & Smilowska, K.
(2021) The
reality of informed consent: Empirical studies on patient comprehension – Systematic
review. Trials, 22(1), 57.
Pilegaard, M.
(2016) The
ethics of informed consent. An applied linguistics
perspective. In P. Ordóñez-López & N. Edo-Marzá (Eds.), Medical
discourse in professional, academic and popular
settings (pp. 79–102). Multilingual
Matters.
Pilegaard, M., & Berg
Ravn, H.
(2014) Informed
consent: Towards improved lay-friendliness of patient information sheets. Communication and
Medicine, 10(3), 201–211.
[ p. 54 ]
Realpe, A., Adams, A., Wall, P., Griffin, D., & Donovan, J. L.
(2016) A
new simple six-step model to promote recruitment to RCTs was developed and successfully
implemented. Journal of Clinical
Epidemiology, 76, 166–174.
Saldaña, J.
(2009) The
coding manual for qualitative researchers. Sage.
Sand, K., Kaasa, S., & Loge, J. H.
(2010) The
understanding of informed consent information – Definitions and measurements in empirical
studies. AJOB Primary
Research, 1(2), 4–24.
Santel, F., Bah, I., Kim, K., Lin, J.-A., McCracken, J., & Teme, A.
(2019) Assessing
readability and comprehension of informed consent materials for medical device research: A survey of informed consents from
FDA’s Center for Devices and Radiological Health. Contemporary Clinical
Trials, 85, 105831.
Schatz, T., Haberstroh, J., Bindel, K., Oswald, F., Pantel, J., Paulitsch, M., Konopik, N., & Knopf, M.
(2017) Improving
comprehension in written medical informed consent
procedures. GeroPsych, 30(3), 97–108.
Schulz, M.
(2012) Quick
and easy!? Fokusgruppen in der angewandten
Sozialwissenschaft. In M. Schulz, B. Mack, & O. Renn (Eds.), Fokusgruppen
in der empirischen Sozialwissenschaft. Von der Konzeption bis zur
Auswertung (pp. 9–22). VS
Springer.
Shafiq, N., & Malhotra, S.
(2011) Ethics
in clinical research: Need for assessing comprehension of informed consent form?Contemporary
Clinical
Trials, 32(2), 169–172.
Stark, L. J. M.
(2012) Behind
closed doors IRBs and the making of ethical research. University of Chicago
Press.
Stead, M., Eadie, D., Gordon, D., & Angus, K.
(2005) ‘‘Hello,
hello – it’s English I speak!’’: a qualitative ex-ploration of patients’ understanding of the science of clinical
trials. J Med
Ethics, 31, 664–669.
Tam, N., Huy, N., Thoa, L., Long, N., Trang, N., Hirayama, K., & Karbwang, J.
(2015) Participants’
understanding of informed consent in clinical trials over three decades: Systematic review and
meta-analysis. Bulletin of the World Health
Organization, 93(3), 186–198.
Vogele, D., Schöffski, O., Efinger, K., Schmidt, S. A., Beer, M., & Kildal, D.
(2020) Aufklärungserfolg,
Zufriedenheit und Verbesserungsmöglichkeiten bei Computertomographie-Aufklärungen. Der
Radiologe, 60(11), 1077–1084.
Wade, J., Donovan, J. L., Athene
Lane, J., Neal, D. E., & Hamdy, F. C.
(2009) It’s
not just what you say, it’s also how you say it: Opening the ‘black box’ of informed consent appointments in randomised
controlled trials. Social Science &
Medicine, 68(11), 2018–2028.
Young, R.
(2009) Informed
consent and patient autonomy. In H. Kuhse & P. Singer (Eds.), A
companion to
bioethics (pp. 530–540). Blackwell.