Chapter 11
NP clustering in Mandarin conversational interaction
Noun phrases (NPs) have traditionally been analyzed as a phrasal level unit with hierarchical internal structures as well as syntactic roles in larger syntactic units. In this chapter, I examine NP-related patterns at the discourse level. Using Mandarin conversation data, this chapter focuses on multiple NPs that cluster as adjacent turn constructional units. The patterns identified include: (1) deictic forms supported by gestures for mutual gaze and joint attention; (2) repeated (first person singular) pronouns for mitigation of conflicting stance and self-distancing; (3) diverse NP forms for step-wise reference identification or elaboration; (4) joint production of multiple NPs to display shared stance or mutual orientation; and (5) lists of multiple items for persuasion, exemplification, and clarification as well as for affiliative stance or mutual orientation. As these patterns go beyond the realm of clausal level syntax with demonstrable interactional effects, they are taken to show that there is discourse-level grammar, or grammar-in-interaction, to be accounted for when syntactic notions such as NPs are examined in context, and interactional discourse-based constructions, though non-conventional at times, raise important questions about the shape, formation, and dynamic nature of interaction and grammar.
Article outline
- 1.Introduction
- 2.Scope and data
- 3.Patterns of clustering NPs
- 3.1Multiple NPs for mutual gaze and joint attention
- 3.2Repeated (first person singular) pronouns for mitigation of stance and self-distancing
- 3.3Multiple NPs, in varying forms, for step-wise referential identification
- 3.4Jointly produced multiple NPs for stance negotiation and mutual orientation
- 3.4.1Referent establishment
- 3.4.2Referent elaboration
- 3.5Multiple NPs in list constructions
- 4.Summary and discussion
- 4.1Locus, process, and nature of multiple NP units
- 4.2Multiple NP units as an interactional format
- 4.3Are multiple NP units features of grammar in interaction?
- 5.Conclusions
-
Acknowledgements
-
Notes
-
References
-
Appendix
References
Canavan, Alexandra & Zipperlen, George
1996 CALLFRIEND Mandarin Chinese-Mainland Dialect. Philadelphia PA: Linguistic Data Consortium.

Chafe, Wallace
1994 Discourse, Consciousness, and Time: The Flow and Displacement of Conscious Experience in Speaking and Writing. Chicago IL: The University of Chicago Press.

Chomsky, Noam
1957 Syntactic Structures. The Hague: Mouton.


Chomsky, Noam
1965 Aspects of the Theory of Syntax. Cambridge MA: The MIT Press.

Clark, Herbert & Marshall, Catherine
1981 Definite reference and mutual knowledge. In
Elements of Discourse Understanding,
Aravind K. Joshi,
Bonnie L. Webber &
Ivan A. Sag (eds), 10–63. Cambridge: CUP.

Clark, Herbert H. & Wilkes-Gibbs, Deanna
1986 Referring as a collaborative process.
Cognition 22(1): 1–39.


Clark, Herbert H. & Brennan, Susan E.
1991 Grounding in communication. In
Perspectives on Socially Shared Cognition,
Lauren B. Resnick &
John M. Levine (eds), 127–149. Washington DC: American Psychological Association.


Croft, William
2007 Intonation units and grammatical structure in Wardaman and in cross-linguistic perspective.
Australian Journal of Linguistics 27(1): 1–39.


Croft, William
2009 Intonation units and grammatical structure.
Linguistics 33(5): 839–882.


Du Bois, John W.
1980 Beyond definiteness: The trace of identity in discourse. In
The Pear Stories: Cognitive, Cultural, and Linguistic Aspects of Narrative Production,
Wallace Chafe (ed.), 203–274. Norwood NJ: Ablex.

Du Bois, John W.
1987 The discourse basis of ergativity.
Language 63(4): 805–855.


Du Bois, John W.
2007 The stance triangle. In
Stancetaking in Discourse: Subjectivity, Evaluation, Interaction [
Pragmatics & Beyond New Series 164],
Robert Englebretson (ed.), 139–182. Amsterdam: John Benjamins.


Du Bois, John W., Schuetze-Coburn, Stephan, Cumming, Susanna & Paolino, Danae
1993 Outline of discourse transcription. In
Talking Data: Transcription and Coding in Discourse Research,
Jane A. Edwards &
Martin D. Lampert (eds), 45–89. Hillsdale NJ: Lawrence Erlbaum Associates.

Ford, Cecilia E. & Fox, Barbara A.
Fox, Barbara A.
1987 Discourse Structure and Anaphora. Cambridge: CUP.


Fox, Barbara A.
2007 Principles shaping grammatical practices: An exploration.
Discourse Studies 9(3): 299–318.


Geluykens, Ronald
1988 The interactional nature of referent-introduction.
Chicago Linguistic Society (24): 141–154.

Goodwin, Charles
1979 The interactive construction of a sentence in natural conversation. In
Everyday Language: Studies in Ethnomethodology,
George Psathas (ed.), 97–121. New York NY: Irvington.

Goodwin, Charles
1980 Restarts, pauses, and the achievement of a state of mutual gaze at turn-beginning. In Special double issue on
Language and Social Interaction,
Don H. Zimmerman &
Candace West (eds).
Sociological Inquiry 50(3–4): 272–302.


Goodwin, Charles
1986 Gesture as a resource for the organization of mutual orientation.
Semiotica 62(1–2): 29–49.

Goodwin, Charles
2013 The co-operative, transformative organization of human action and knowledge.
Journal of Pragmatics 46(1): 8–23.


Goodwin, Charles & Goodwin, Marjorie Harness
1992 Assessments and the construction of context. In
Rethinking Context: Language as an Interactive Phenomenon,
Charles Goodwin &
Allesandro Duranti (eds), 147–190. Cambridge: CUP.

Haiman, John
1983 Iconic and economic motivation.
Language 59(4): 781–819.


Helasvuo, Marja-Liisa
1997 When Discourse Becomes Syntax: Noun Phrases and Clauses as Emergent Syntactic Units in Finnish Conversational Discourse. PhD dissertation, University of California, Santa Barbara.

Heritage, John
2007 Intersubjectivity and progressivity in references to persons (and places). In
Person Reference in Interaction: Linguistic, Cultural and Social Perspectives,
Tanya Stivers &
Nicholas J. Enfield (eds), 255–280. Cambridge: CUP.

Hopper, Paul J.
1987 Emergent grammar.
Berkeley Linguistics Society (13): 139–157.


Hopper, Paul J.
1998 Emergent grammar. In
The New Psychology of Language: Cognitive and Functional Approaches to Language Structure,
Michael Tomasello (ed.), 155–75. Mahwah NJ: Lawrence Erlbaum Associates.

Iwasaki, Shoichi
1993 The structure of intonation units in Japanese. In
Japanese/Korean Linguistics, Vol. 3,
Soonja Choi (ed.), 39–53. Stanford CA: CSLI.

Iwasaki, Shoichi & Hongyin Tao
1993 A comparative study of the structure of the intonation unit in English, Japanese, and Mandarin Chinese. Paper presented at the Annual Meeting of the Linguistics Society of America, Los Angeles, CA, January 9.
Izre’el, Shlomo
2005 Intonation units and the structure of spontaneous spoken language: A view from Hebrew. In
Proceedings of the IDP05 International Symposium on Discourse-Prosody Interfaces,
Auran Cyril,
Roxanne Bertrand,
Catherine Chanet,
Annie Colas,
Albert Di Cristo,
Cristel Portes,
Alain Reynier &
Monique Vion (eds), 1–20.
[URL]
Jefferson, Gail
1990 List-construction as a task and a resource. In
Interaction Competence,
George Psathas (ed.), 63–92. Washington DC: University Press of America.

Keevallik, Leelo
2013 The interdependence of bodily demonstrations and clausal syntax.
Research on Language and Social Interaction 46(1): 1–21.


Keevallik, Leelo
2020 Multimodal “noun phrases”. In
The ‘Noun Phrase’ across Languages: An Emergent Unit in Interaction [
Typological Studies in Language 128],
Sandra A. Thompson &
Tsuyoshi Ono (eds). Amsterdam: John Benjamins. (this volume)


Kim, Haeyeon
2005 Retroactive elaboration as non-error repair in English conversation.
Language Research 41(4): 785–806.

Lantolf, Jame & Thorne, Steve L.
2007 Sociocultural theory and second language learning. In
Theories in Second Language Acquisition,
Bill van Patten &
Jessica C. Williams (eds), 201–224. Mahwah NJ: Lawrence Erlbaum Associates.

Laury, Ritva & Helasvuo, Maria-Liisa
2015 Detached NPs with relative clauses in Finnish conversation. In
Information Structuring of Spoken Language from a Crosslinguistic Perspective,
M. M. Jocelyn Fernandez-Vest &
Robert D. Van Valin Jr. (eds), 149–166. Berlin: De Gruyter Mouton.


Lee, Jee Won
2010a Repetition of Personal Pronominal Forms in Mandarin and Construction of Stance in Interaction. PhD dissertation, UCLA.

Lerner, Gene H.
1994 Responsive list construction: A conversational resource for accomplishing multifaceted social action.
Journal of Language and Social Psychology 13(1): 20–33.


Lerner, Gene H.
2002 Turn-sharing: The choral co-production of talk-in-interaction. In
The Language of Turn and Sequence,
Celia E. Ford,
Barbara A. Fox &
Sandra A. Thompson (eds), 225–257. New York NY: OUP.

Lerner, Gene H.
2013 On the place of hesitating in delicate formulations: A turn-constructional infrastructure for collaborative indiscretion. In
Conversational Repair and Human Understanding,
Jack Sidnell,
Makoto Hayashi &
Geoffrey Raymond (eds), 95–134. Cambridge: CUP.

Matsumoto, Kazuko
1998 Detached NPs in Japanese conversation: Types and functions.
Text 18(3): 417–444.


Mayes, Patricia & Tao, Hongyin
Ochs, Elinor, Schegloff, Emanuel A. & Thompson, Sandra A.
1996 Introduction. In
Interaction and Grammar,
Elinor Ochs,
Emanuel A. Schegloff &
Sandra A. Thompson (eds), 1–51. Cambridge: CUP.


Ono, Tsuyoshi & Thompson, Sandra A.
1994 Unattached NPs in English conversation.
Berkeley Linguistic Society (20): 402–419.


Ono, Tsuyoshi & Thompson, Sandra A.
1995 What can conversation tell us about syntax? In
Descriptive and Theoretical Modes in the Alternative Linguistics [
Current Issues in Linguistic Theory 102],
Philip W. Davis (ed.), 213–271. Amsterdam: John Benjamins.

Pekarek Doehler, Simona, De Stefani, Elwys & Horlacher, Anne-Sylvie
Pomerantz, Anita
1984 Agreeing and disagreeing with assessments: Some features of preferred/dispreferred turn shapes. In
Structures of Social Interaction: Studies in Conversation Analysis,
J. Maxwell Atkinson &
John Heritage (eds), 57–101. Cambridge: CUP.

Sacks, Harvey
1992 Lectures on Conversation, Vol. II. Malden, MA: Blackwell.

Sacks, Harvey, Schegloff, Emanuel A. & Jefferson, Gail
1974 A simplest systematics for the organization of turn-taking for conversation.
Language 50(4): 696–735.


Sánchez-Ayala, Ivo
2003 Constructions as resources for interaction: Lists in English and Spanish conversation.
Discourse Studies 5(3): 323–349.


Schegloff, Emanuel A.
1996 Turn organization: One direction for inquiry into grammar and interaction. In
Interaction and Grammar,
Elinor Ochs,
Emanuel A. Schegloff &
Sandra A. Thompson (eds), 52–133. Cambridge: CUP.


Schegloff, Emanuel A.
2007 Sequence Organization in Interaction: A Primer in Conversation Analysis. Cambridge: CUP.


Selting, Margret
2007 Lists as embedded structures and the prosody of list construction as an interactional resource.
Journal of Pragmatics 39(3): 483–526.


Stivers, Tanya
2008 Stance, alignment, and affiliation during storytelling: When nodding is a token of affiliation.
Research on Language and Social Interaction 41(1): 31–57.


Tao, Hongyin
1992 NP intonation units and referent identification.
Berkeley Linguistic Society (18): 237–247.


Tao, Hongyin
1993 Units in Mandarin: Discourse and Grammar. PhD dissertation, University of California, Santa Barbara.

Tao, Hongyin
2001 Discovering the usual with corpora: The case of remember
. In
Corpus Linguistics in North America: Selections from the 1999 Symposium,
Rita Simpson &
John Swales (eds), 116–144. Ann Arbor MI: University of Michigan Press.

Tao, Hongyin
2016 Disputed memory and the social interactive functions of remembering/forgetting expressions in Mandarin conversation.
Journal of Pragmatics 106: 184–202.


Tao, Hongyin
2019 List gestures in Mandarin conversation and their implications for understanding multimodal interaction. In
Multimodality in Chinese Interaction,
Xiaoting Li &
Tsuyoshi Ono (eds), 65–98. Berlin: Mouton De Gruyter.


Thompson, Sandra A. & Couper-Kuhlen, Elizabeth
2005 The clause as a locus of grammar and interaction.
Discourse Studies 7(4–5):481–505.


Vygotsky, Lev S.
1962 Thought and Language. Cambridge MA: The MIT Press.


Van Valin Jr., Robert D. & LaPolla, Randy J.
2002 Syntax: Structure, Meaning, and Function. Cambridge: CUP.

Cited by
Cited by 3 other publications
Takanashi, Hiroko
2022.
Language reproduction and coordinated agency through resonant play.
East Asian Pragmatics 7:3
► pp. 395 ff.

Tao, Hongyin
2022.
Multimodal amusement resonance as a conversation interactional device.
East Asian Pragmatics 7:3
► pp. 333 ff.

Tao, Hongyin & Ryoko Suzuki
2022.
The pragmatics of creative language use in East Asian languages.
East Asian Pragmatics 7:3
► pp. 297 ff.

This list is based on CrossRef data as of 17 september 2023. Please note that it may not be complete. Sources presented here have been supplied by the respective publishers.
Any errors therein should be reported to them.